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Eric Ja Wong

Bofa Securities, Inc.

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About Eric Ja Wong

Eric Wong is a financial professional with experience in the industry. Eric is currently registered with Bofa Securities, Inc. and is licensed in several states. Eric previously worked at Stifel, Nicolaus & Company, Incorporated. Eric holds multiple securities licenses.

Firm Information

Eric Wong is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Eric Wong’s Registration & Firm History

CA

10/15/2022 - Present

Bofa Securities, Inc. (SAN FRANCISCO CA)

CA

06/28/2016 - 04/24/2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/23/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/14/2022

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 07/18/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 06/28/2016

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric Ja Wong.
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