Unclaimed
Eric Schmidling is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Milwaukee, WI. Eric has been a registered representative in the securities industry since 2013. He is registered in Wisconsin and holds the Series 6, 7, 24 and 66 licenses. Eric is also a Board Treasurer for the TKE Educational Foundation - Lambda Chapter.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
08/26/2019 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
08/18/2015 - 03/06/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
04/29/2013 - 12/07/2013
GWFS EQUITIES, INC. (GLENDALE WI)
BOTH
Issued 09/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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