Unclaimed
Eric Rolon-santos is a financial professional with over 10 years of experience in the industry. Eric is currently registered with Empower Financial Services, Inc. and holds a Series 6 and Series 63 license. Eric has previously worked with Prudential Investment Management Services LLC and Mutual of America Securities LLC. Eric is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
04/04/2022 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
PA
04/02/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
NJ
07/05/2018 - 03/11/2020
MUTUAL OF AMERICA SECURITIES LLC (PARSIPPANY NJ)
NJ
09/26/2012 - 03/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PARSIPPANY NJ)
PA
09/21/2010 - 03/02/2012
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (BLUE BELL PA)
BC
Issued 10/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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