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Eric J Rolon-santos

Empower Financial Services, Inc.

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About Eric J Rolon-santos

Eric Rolon-santos is a financial professional with over 10 years of experience in the industry. Eric is currently registered with Empower Financial Services, Inc. and holds a Series 6 and Series 63 license. Eric has previously worked with Prudential Investment Management Services LLC and Mutual of America Securities LLC. Eric is dedicated to helping clients achieve their financial goals.

Firm Information

Eric Rolon-santos is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Rolon-santos’s Registration & Firm History

KS

04/04/2022 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

PA

04/02/2020 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)

NJ

07/05/2018 - 03/11/2020

MUTUAL OF AMERICA SECURITIES LLC (PARSIPPANY NJ)

NJ

09/26/2012 - 03/11/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PARSIPPANY NJ)

PA

09/21/2010 - 03/02/2012

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (BLUE BELL PA)

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Licenses & Designations

BC

Issued 10/01/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric J Rolon-santos.
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