Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric isip? Claim Your ProfileEric Isip Buan is a registered representative with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc., located in Gilbert, Arizona. Eric has been in the financial services industry since December 2020. Eric is a licensed securities agent in Arizona, and holds the following securities licenses: Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 30, Series 31, Series 63 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/01/2022 - Present
Raymond James & Associates, Inc. (Gilbert AZ)
AZ
11/09/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
10/15/2020 - 11/12/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 11/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2024
Series 30 - NFA Branch Manager Examination
BC
Issued 12/27/2022
Series 4 - Registered Options Principal Examination
BC
Issued 12/14/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/09/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/12/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/25/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 10/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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