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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Yoshimura is a financial advisor with over 40 years of experience in the industry. Eric is currently registered with Osaic Wealth, Inc. in Hilo, HI. Previously, Eric was registered with Securities America, Inc. in Hilo, HI. Eric has a wide range of experience and holds multiple licenses and registrations, including Series 7, 6, 63, 65, 22, 31, and SIE. Eric specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. Eric has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
06/14/2024 - Present
Osaic Wealth, Inc. (HILO HI)
HI
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (HILO HI)
HI
07/24/2007 - 07/17/2020
INVESTACORP, INC. (HILO HI)
HI
07/13/2005 - 07/27/2007
UVEST FINANCIAL SERVICES GROUP, INC. (HONOLULU HI)
CA
03/26/2003 - 07/21/2005
DUERR FINANCIAL CORPORATION (CHINO HILLS CA)
NY
07/05/2000 - 03/11/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
HI
02/20/1998 - 06/12/2000
PACIFIC CENTURY INVESTMENT SERVICES, INC (HONOLULU HI)
NY
04/06/1995 - 03/07/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
WI
07/19/1982 - 04/03/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
11/25/1987 - 08/31/1990
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
04/06/1981 - 11/08/1982
MONY SALES, INC.
NA
04/06/1981 - 11/08/1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
IA
Issued 07/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/09/1989
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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