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Eric I Gatlin

Northwestern Mutual Investment Services, LLC

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About Eric I Gatlin

Eric Gatlin is a financial advisor with Northwestern Mutual Investment Services, LLC. He has been in the industry for over 7 years. Eric holds Series 7, 6, 63 and 65 licenses as well as the SIE exam. Eric previously worked with Wintrust Investments LLC and Capital One Investing, LLC. He also previously worked with Northwestern Mutual Life Insurance Company, where he gained a strong understanding of insurance and financial planning needs. Eric’s main office is located in Milwaukee, WI.

Firm Information

Eric Gatlin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Eric Gatlin’s Registration & Firm History

WI

06/17/2021 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

IL

04/05/2018 - 03/09/2021

WINTRUST INVESTMENTS LLC (CHICAGO IL)

LA

10/21/2015 - 06/05/2017

CAPITAL ONE INVESTING, LLC (SHREVEPORT LA)

LA

03/21/2014 - 10/02/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SHREVEPORT LA)

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Licenses & Designations

IA

Issued 02/16/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/02/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2016

Series 7 - General Securities Representative Examination

BC

Issued 03/21/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric I Gatlin.
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