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Eric Hunter Withrow

Scotia Capital (usa) Inc.

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About Eric Hunter Withrow

Eric Hunter Withrow is a financial advisor with Scotia Capital (usa) Inc. Eric has been in the industry since October 9, 2001. Prior to joining Scotia Capital (usa) Inc. Eric was employed by RBC Capital Markets, LLC, Nomura Securities International, Inc., Nomura Securities North America, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Eric has a strong track record of success in the financial services industry and is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Eric Withrow is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Withrow’s Registration & Firm History

NY

05/08/2018 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

01/05/2012 - 04/25/2018

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

02/26/2010 - 01/06/2012

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

03/19/2010 - 10/28/2011

NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)

NY

09/19/2003 - 04/28/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/19/2002 - 08/13/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

TX

10/23/1998 - 07/16/2001

AFFILIATED BANKERS CAPITAL, L.L.C. (AUSTIN TX)

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Licenses & Designations

BC

Issued 08/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/22/1998

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric Hunter Withrow.
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