Unclaimed
Eric Hunter Withrow is a financial advisor with Scotia Capital (usa) Inc. Eric has been in the industry since October 9, 2001. Prior to joining Scotia Capital (usa) Inc. Eric was employed by RBC Capital Markets, LLC, Nomura Securities International, Inc., Nomura Securities North America, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Eric has a strong track record of success in the financial services industry and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/08/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/05/2012 - 04/25/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/26/2010 - 01/06/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
03/19/2010 - 10/28/2011
NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)
NY
09/19/2003 - 04/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/19/2002 - 08/13/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
10/23/1998 - 07/16/2001
AFFILIATED BANKERS CAPITAL, L.L.C. (AUSTIN TX)
BC
Issued 08/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1998
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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