Unclaimed
Eric Hughes is a financial advisor with Robinhood Financial, LLC. He has been in the industry since 2007. He has a Series 4, Series 7, Series 24, and Series 66 license and holds a current registration in Nebraska. Eric previously worked at TD Ameritrade, Inc. and BANCWEST INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/11/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
NE
01/09/2018 - 07/20/2021
TD AMERITRADE, INC. (OMAHA NE)
NE
08/27/2015 - 12/20/2017
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
02/01/2008 - 06/22/2015
TD AMERITRADE, INC. (OMAHA NE)
NE
10/23/2006 - 02/01/2008
TD AMERITRADE CLEARING, INC. (BELLEVUE NE)
BOTH
Issued 11/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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