Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Howard Schlaefer is a financial professional with over 30 years of experience in the financial services industry. Eric is currently registered with Evercore Group LLC in New York, NY. Eric has held previous positions with BTIG, LLC, COWEN EXECUTION SERVICES LLC, Wedbush Securities Inc., Nomura Securities International, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Salomon Smith Barney Inc., and CS First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/30/2022 - Present
Evercore Group LLC (NEW YORK NY)
NY
11/01/2017 - 01/27/2022
BTIG, LLC (Garden City NY)
NY
09/19/2016 - 07/26/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
07/02/2013 - 07/19/2016
WEDBUSH SECURITIES INC. (New York NY)
NY
10/26/2010 - 10/05/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
01/30/2009 - 10/26/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/31/2003 - 02/02/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/10/1991 - 03/26/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/27/1989 - 09/11/1990
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 06/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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