Unclaimed
Eric Yip is a registered representative in California with Robinhood Financial, LLC. Eric has over 16 years of experience in the financial services industry and is a Series 7, Series 24, Series 63, Series 99TO, and SIE licensed professional. Eric's prior experience includes working at J.P. Morgan Securities LLC, J.P. Morgan Clearing Corp., and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/31/2023 - Present
Robinhood Financial, LLC (MENLO PARK CA)
CA
10/01/2016 - 10/11/2023
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
NY
05/07/2014 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
01/31/2007 - 10/17/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 11/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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