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Eric Hinrichsen

UBS Securities LLC

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About Eric Hinrichsen

Eric Hinrichsen is a financial professional registered with UBS Securities LLC in New York. Eric is currently registered with FINRA and the state of New York. Eric has passed the SIE, Series 79TO and Series 63 exams. Eric has been in the industry since 2021. Eric has been with UBS Securities LLC since 2021.

Firm Information

Eric Hinrichsen is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Hinrichsen’s Registration & Firm History

NY

08/16/2021 - Present

UBS Securities LLC (New York NY)

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Licenses & Designations

BC

Issued 08/18/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Hinrichsen.
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