Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Palo has been in the financial industry since 1985 and is currently registered with Raymond James & Associates, Inc. Eric holds Series 7, Series 63, and Series 65 licenses and has experience in a variety of areas including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Eric has a history of working with a variety of clients including high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/09/2023 - Present
Raymond James & Associates, Inc. (TRAVERSE CITY MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
09/07/1988 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NA
02/15/1988 - 07/28/1988
SHEARSON LEHMAN HUTTON INC.
NA
10/03/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
01/23/1985 - 10/24/1986
PAINEWEBBER INCORPORATED
IA
Issued 08/13/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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