Unclaimed
Eric Arman is an investment advisor representative currently registered with Northwestern Mutual Investment Services, LLC in Baton Rouge, LA. Eric is licensed to provide investment advice in over 20 states. Eric has been in the industry since 1991. Prior to joining Northwestern Mutual, Eric worked for Pan-American Financial Advisers, ProEquities, Inc., Royal Alliance Associates, Inc., and CUNA Brokerage Services, Inc. Eric is a licensed securities professional and holds Series 7, 6, 63 and 66 licenses. Eric also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
04/09/2008 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
LA
09/06/2001 - 12/13/2004
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
AL
02/01/2000 - 09/05/2001
PROEQUITIES, INC. (BIRMINGHAM AL)
AZ
09/22/1994 - 03/01/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
03/06/1992 - 10/18/1994
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
WI
04/29/1991 - 03/31/1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
BOTH
Issued 08/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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