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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Gustav Degoldsmith-rothschild is a financial advisor with Raymond James & Associates, Inc. Eric Gustav Degoldsmith-rothschild has been in the financial services industry since 1995 and is registered to offer advisory services in multiple states. Eric Gustav Degoldsmith-rothschild has previous experience with UBS FINANCIAL SERVICES INC., UBS INTERNATIONAL INC., WACHOVIA SECURITIES, LLC, and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/16/2014 - Present
Raymond James & Associates, Inc. (BEVERLY HILLS CA)
CA
01/01/2010 - 09/22/2014
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
CA
01/06/2006 - 01/01/2010
UBS INTERNATIONAL INC. (SAN DIEGO CA)
MO
07/11/2003 - 01/09/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/29/1995 - 07/16/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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