linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Eric Gerard Risi

Multi-Bank Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Eric? Claim Your Profile

About Eric Gerard Risi

Eric Gerard Risi is a financial advisor currently registered with Multi-Bank Securities, Inc. in Ft. Lauderdale, Florida. Eric has a diverse background in financial services and holds both Series 7 and Series 63 licenses. Eric has been in the industry since 2016 and has worked for a variety of firms including Northwestern Mutual Investment Services, LLC, Morgan Stanley, and Multi-Bank Securities, Inc. Eric has experience in a variety of markets, including Baltimore, MD, Boca Raton, FL, Ft. Lauderdale, FL, Milwaukee, WI, and West Palm Beach, FL. Eric is a registered representative in 10 states including California, Colorado, Delaware, Florida, Michigan, New Jersey, New York, Ohio, Pennsylvania, and Utah.

Firm Information

Eric Risi is currently registered with Multi-Bank Securities, Inc.. Multi-Bank Securities, Inc. is a corporation formed in 1987 and is registered to provide services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Eric Risi’s Registration & Firm History

FL

09/09/2022 - Present

Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)

FL

12/01/2020 - 04/06/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST PALM BCH FL)

WI

06/26/2020 - 10/12/2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

MD

10/23/2019 - 01/27/2020

MORGAN STANLEY & CO. LLC (BALTIMORE MD)

FL

10/17/2018 - 10/23/2019

MORGAN STANLEY (BOCA RATON FL)

FL

09/12/2016 - 02/20/2018

MULTI-BANK SECURITIES, INC. (FT. LAUDERDALE FL)

Not sure if Eric Gerard Risi is right for you?

Licenses & Designations

IA

Issued 11/28/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Gerard Risi. Review regulatory record here.
Not sure if Eric Gerard Risi is right for you?