Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Gerald Brockberg is a financial advisor associated with Raymond James Financial Services Advisors, Inc., working at the Pipestone, MN location. Eric has been a registered representative in the industry since October 24, 2000 and is a Certified Financial Planner. Eric has experience with financial planning, pension consulting, educational seminars, and selection of other advisers. Eric is a licensed advisor in several states, including Minnesota, South Dakota and Texas, and has extensive knowledge of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MN
11/25/2019 - Present
Raymond James Financial Services Advisors, Inc. (PIPESTONE MN)
SD
10/25/2000 - 04/05/2010
AXA ADVISORS, LLC (SIOUX FALLS SD)
BOTH
Issued 11/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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