Unclaimed
Eric Johnson is an investment advisor representative who has been in the financial services industry for over 25 years. Eric is registered with Wells Fargo Advisors Financial Network, LLC in Alabama and Texas. Eric has worked with a variety of firms including Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, and Wells Fargo Clearing Services, LLC. Eric offers a wide range of financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
11/27/2023 - Present
Wells Fargo Advisors Financial Network, LLC (DECATUR AL)
AL
02/15/2019 - 11/09/2022
WELLS FARGO CLEARING SERVICES, LLC (DECATUR AL)
AL
06/01/2009 - 02/19/2019
MORGAN STANLEY (DECATUR AL)
AL
05/27/2009 - 07/23/2009
CITIGROUP GLOBAL MARKETS INC. (DECATUR AL)
AL
02/13/2007 - 06/04/2009
MORGAN KEEGAN & COMPANY, INC. (DECATUR AL)
AL
02/16/2001 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (DECATUR AL)
AL
03/17/2000 - 12/11/2000
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
AL
02/08/2000 - 03/25/2000
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
06/11/1998 - 02/18/2000
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 01/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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