Unclaimed
Eric Froelich is a financial professional with Northwestern Mutual Investment Services, LLC, a company headquartered in Milwaukee, WI. Eric has been working in the industry since 2020. Eric holds the Series 63, Series 6TO and SIE licenses and is registered in Arizona, California, North Carolina, Ohio, Pennsylvania and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
06/12/2020 - Present
Northwestern Mutual Investment Services, LLC (Huntersville NC)
BC
Issued 06/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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