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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Caplinger is a financial advisor with over 35 years of experience in the financial industry. Eric is currently registered with Cetera Investment Advisers LLC, a firm with a history of providing financial advice to a variety of clients, including individuals, corporations, and charitable organizations. Prior to joining Cetera, Eric held positions with Eaton Vance Distributors, Inc., Quick & Reilly, Inc., Paine Webber Incorporated, and Thomas James Associates, Inc. Eric has a broad range of experience in financial planning, portfolio management, and investment advice, and holds several licenses and certifications, including Series 7, 63, 65, and 66. Eric is committed to providing clients with the highest level of service and personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/17/2024 - Present
Cetera Investment Advisers LLC (VENICE FL)
FL
04/07/1999 - 09/21/2023
EATON VANCE DISTRIBUTORS, INC. (ST. PETERSBURG FL)
NY
04/13/1992 - 01/11/1999
QUICK & REILLY, INC. (NEW YORK NY)
NJ
05/20/1988 - 02/13/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/25/1987 - 03/17/1988
THOMAS JAMES ASSOCIATES, INC.
BOTH
Issued 05/02/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/05/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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