Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Francois Daouphars is a financial advisor with Stifel, Nicolaus & Company, Inc. He has been in the financial services industry since 1993. Eric holds a Series 7, Series 24, Series 63, Series 79TO, and SIE licenses and has worked for several firms including Citadel Securities LLC, ICP Securities LLC, and UBS Warburg LLC. Eric specializes in providing financial planning, portfolio management, and other advisory services to a diverse clientele, including high-net-worth individuals, corporations, and institutions. Eric is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/05/2011 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
04/22/2010 - 09/21/2011
CITADEL SECURITIES LLC (NEW YORK NY)
NY
02/20/2009 - 03/11/2010
ICP SECURITIES LLC (NEW YORK NY)
NY
06/06/2003 - 03/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/04/2001 - 06/04/2003
UBS WARBURG LLC (NEW YORK NY)
CT
09/30/1999 - 10/30/2001
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NY
09/01/1998 - 09/10/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/16/1992 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 01/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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