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Eric Francis Johnson

Nuveen Securities, LLC

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About Eric Francis Johnson

Eric Francis Johnson is a financial advisor with over 20 years of experience in the industry. Eric is currently registered with Nuveen Securities, LLC, and has been with the firm since March 2016. Prior to joining Nuveen Securities, Eric worked for Teachers Personal Investors Services, Inc. and Morgan Wilshire Securities, Inc. Eric has a wide range of experience in the financial services industry, including investment advisory, brokerage, and insurance. Eric is a highly qualified and experienced financial advisor with a proven track record of success.

Firm Information

Eric Johnson is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Johnson’s Registration & Firm History

NC

03/21/2016 - Present

Nuveen Securities, LLC (CHARLOTTE NC)

NC

06/06/2012 - 03/21/2016

TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)

NY

03/15/2010 - 10/26/2010

MORGAN WILSHIRE SECURITIES, INC. (GARDEN CITY NY)

NC

07/02/2001 - 12/31/2009

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NC

03/31/1999 - 06/30/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

KS

02/09/1998 - 09/09/1998

WADDELL & REED, INC. (OVERLAND PARK KS)

NA

05/07/1997 - 09/04/1997

WALSH MANNING SECURITIES, LLC

NY

11/01/1996 - 12/04/1996

MAIDSTONE FINANCIAL, INC. (NEW YORK NY)

NY

09/08/1995 - 02/15/1996

MAIDSTONE FINANCIAL, INC. (NEW YORK NY)

NY

03/14/1994 - 10/28/1994

LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)

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Licenses & Designations

IA

Issued 02/21/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Francis Johnson.
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