Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Owens is a financial advisor at Stifel, Nicolaus & Company, Inc. Eric has been in the financial services industry for over six years. Eric specializes in providing financial planning and investment management services to individuals and families. Prior to joining Stifel, Nicolaus & Company, Inc., Eric worked at Raymond James Financial Services, Inc. and Wells Fargo Advisors. Eric is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 66 and SIE licenses. Eric is also a Certified Financial Planner™. Eric is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/24/2020 - Present
Stifel, Nicolaus & Company, Inc. (MISSION VIEJO CA)
CA
07/05/2018 - 03/24/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (SAN DIEGO CA)
CA
12/14/2017 - 07/10/2018
WELLS FARGO CLEARING SERVICES, LLC (CARLSBAD CA)
BOTH
Issued 03/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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