Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Lawton is a registered investment advisor with LPL Financial LLC in GUILFORD, CT. Eric has been in the financial services industry since November 1997. Previously, Eric was a registered representative with Westport Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wachovia Securities, LLC. Eric offers consulting, financial planning and portfolio management services to clients in Connecticut, Florida, Illinois, Minnesota, Nebraska, New Jersey, New York, Ohio and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
06/07/2018 - Present
LPL Financial LLC (GUILFORD CT)
CT
11/06/2013 - 06/26/2018
WESTPORT CAPITAL MARKETS, LLC (Guilford CT)
CT
12/12/2008 - 11/14/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DARIEN CT)
CT
11/11/2005 - 12/15/2008
WACHOVIA SECURITIES, LLC (WESTPORT CT)
MD
07/18/2003 - 11/17/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
07/01/2003 - 07/23/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/11/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/03/1997 - 01/12/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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