Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Ernst Hughes is a financial advisor with over 17 years of experience in the financial services industry. Eric is registered with Valley Wealth Strategies, LLC and LPL Financial. Eric provides financial planning, investment advisory services, and portfolio management for individuals and high-net-worth clients. Eric has also previously worked with National Planning Corporation, Lincoln Investment, Allstate Financial Services, LLC, Financial Network Investment Corporation, Pension Planners Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Eric is a Series 7 and Series 66 licensed professional and holds the SIE designation. Eric currently has over 1.02 billion dollars in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/12/2017 - Present
Valley Wealth Strategies, LLC (Sunnyvale CA)
CA
09/06/2013 - 11/29/2017
NATIONAL PLANNING CORPORATION (SUNNYVALE CA)
CA
10/10/2011 - 09/10/2013
LINCOLN INVESTMENT (SUNNYVALE CA)
CA
02/01/2010 - 10/03/2011
ALLSTATE FINANCIAL SERVICES, LLC (SUNNYVALE CA)
CA
08/10/2009 - 01/19/2010
NATIONAL PLANNING CORPORATION (EMERYVILLE CA)
CA
08/13/2008 - 08/07/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
10/10/2002 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
MN
01/31/2002 - 08/30/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/31/2002 - 08/30/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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