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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Edward Swanson is a financial advisor with EP Wealth Advisors. Eric has been in the financial services industry since 1995. Eric is a Certified Financial Planner™ professional, and holds Series 6, 7, 24, 26, 63, and 65 licenses. Eric is registered with the state of California as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/13/2025 - Present
EP Wealth Advisors (TORRANCE CA)
CA
08/13/2018 - 05/16/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (WOODLAND HILLS CA)
CA
05/22/2012 - 12/10/2012
SANDERS MORRIS HARRIS INC. (WOODLAND HILLS CA)
CA
10/31/2005 - 05/25/2012
SAGEPOINT FINANCIAL, INC. (CAMARILLO CA)
AZ
12/07/1995 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 08/22/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/25/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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