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Eric Edward Miller

Wells Fargo Advisors Financial Network, LLC

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About Eric Edward Miller

Eric Edward Miller is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Eric has been in the financial industry since August 1996. Eric has experience providing investment advisory services to institutional and individual clients. Eric holds the Series 7, 24, 31, and 63 licenses. Eric has a Certified Financial Planner and Chartered Financial Analyst designation. Prior to joining Wells Fargo Advisors, Eric was with UBS Financial Services Inc. and Citigroup Global Markets Inc.

Firm Information

Eric Miller is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Miller’s Registration & Firm History

AR

10/29/2019 - Present

Wells Fargo Advisors Financial Network, LLC (LITTLE ROCK AR)

AR

11/10/2005 - 06/24/2015

UBS FINANCIAL SERVICES INC. (LITTLE ROCK AR)

NY

08/27/1996 - 11/15/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/05/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/30/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 08/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Edward Miller. Review regulatory record here.
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