Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Edgardo Cazares is a registered representative with Northwestern Mutual Investment Services, LLC, working out of their McAllen, Texas office. Eric specializes in investment company products and variable contracts. He has passed the Securities Industry Essentials (SIE) exam, the Investment Company Products/Variable Contracts Representative Examination (Series 6TO), and the Uniform Securities Agent State Law Examination (Series 63). Eric has been active in the financial services industry since June 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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TX
06/03/2024 - Present
Northwestern Mutual Investment Services, LLC (McAllen TX)
BC
Issued 07/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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