Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Soles is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Eric has been in the securities industry since 2005. Eric holds licenses in Arizona, California, Florida, Hawaii, Idaho, Iowa, Massachusetts, Michigan, Montana, Nevada, New Jersey, Ohio, Oregon, South Carolina, Tennessee, Utah, and Washington. Eric has passed Series 7, Series 63, Series 65, and SIE exams. Prior to joining Wells Fargo Clearing Services, LLC Eric was registered with Morgan Stanley and Edward Jones. Eric specializes in providing financial planning and investment advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
04/29/2019 - Present
Wells Fargo Clearing Services, LLC (BOISE ID)
ID
11/26/2013 - 05/08/2019
MORGAN STANLEY (COEUR D'ALENE ID)
ID
09/29/2005 - 11/27/2013
EDWARD JONES (COEUR D'ALENE ID)
IA
Issued 03/04/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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