Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric E. Harley is a financial advisor with Kestra Advisory Services, LLC. He has been in the financial services industry since 1998 and has a strong background in investment advisory services. Eric has a wide range of experience working with various clients, including individuals, families, businesses, and charitable organizations. Eric holds the Series 7 and Series 66 licenses. Eric's professional experience includes previous roles at J.P. Morgan Securities LLC, Kestra Investment Services, LLC, and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/11/2022 - Present
Kestra Advisory Services, LLC (Merrick NY)
NY
10/15/2019 - 01/12/2022
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
02/21/2018 - 09/24/2019
KESTRA INVESTMENT SERVICES, LLC (Merrick NY)
NY
04/10/2014 - 12/22/2017
LPL FINANCIAL LLC (MERRICK NY)
CA
12/01/2005 - 01/10/2014
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
01/23/2001 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/13/1998 - 01/21/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
03/27/1997 - 06/10/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
FL
10/11/1996 - 04/08/1997
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
BOTH
Issued 01/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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