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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Mullinix is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Eric has been a registered representative in the securities industry since 1991. Eric is also a registered investment advisor. Eric specializes in providing investment advisory services to individuals, businesses, and institutions. Eric is experienced in portfolio management, financial planning, and pension consulting. Eric has also provided educational seminars to clients on a variety of financial topics. Eric is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/06/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEATTLE WA)
WA
10/01/2012 - 07/03/2019
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
WA
09/15/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
WA
07/13/2006 - 04/05/2010
NYLIFE SECURITIES LLC (BELLEVUE WA)
CA
10/26/2000 - 12/16/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NY
06/04/1998 - 04/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
01/08/1998 - 05/14/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/08/1998 - 05/14/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
12/02/1996 - 01/12/1998
FFP SECURITIES, INC. (CHESTERFIELD MO)
MA
07/29/1991 - 12/04/1996
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 08/05/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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