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Eric Dow Brooks

Pruco Securities, LLC

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About Eric Dow Brooks

Eric Brooks is a financial advisor with Pruco Securities, LLC. Eric has been in the financial services industry since 2008. Eric has worked with MWA Financial Services INC. and NYLIFE SECURITIES LLC in the past. Eric holds a Series 7, Series 66, and SIE. Eric is registered in Georgia.

Firm Information

Eric Brooks is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Eric Brooks’s Registration & Firm History

GA

04/11/2023 - Present

Pruco Securities, LLC (ATLANTA GA)

GA

02/03/2022 - 04/11/2023

MWA FINANCIAL SERVICES INC. (DAWSONVILLE GA)

AL

10/29/2019 - 08/10/2020

NYLIFE SECURITIES LLC (HUNTSVILLE AL)

GA

06/27/2011 - 07/19/2019

MWA FINANCIAL SERVICES INC. (FORT OGLETHORPE GA)

TN

07/23/2004 - 05/27/2009

AXA ADVISORS, LLC (CHATTANOOGA TN)

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Licenses & Designations

BOTH

Issued 08/26/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Eric Dow Brooks. Review regulatory record here.
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