Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Forward is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in ROSEVILLE, CA. Eric has been in the securities industry since 2001. Eric's career has included positions at Merrill Lynch, Pierce, Fenner & Smith Inc. in NEW YORK, NY and Bank of America, N.A. in ROSEVILLE, CA. Eric holds several securities licenses, including Series 3, 7, 9, 10, and 66. Eric Forward is registered with the state of California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/28/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROSEVILLE CA)
NY
08/15/2001 - 10/24/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/03/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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