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Eric Donald Aslakson

Northwestern Mutual Investment Services, LLC

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About Eric Donald Aslakson

Eric Aslakson is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Eric has been in the financial services industry since 1999 and holds a Series 6, 7, 9, 10, 26, 63, 65, 99TO, and SIE license. Eric is registered with the state of Washington. Eric has previously worked with Robert W. Baird & Co. Incorporated. Eric is a 100% owner of Aslakson Financial Group Inc. Eric can also earn commissions from insurance companies not affiliated with Northwestern Mutual.

Firm Information

Eric Aslakson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

9998 Crosspoint Blvd, Ste 400

Indianapolis, IN 46256

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Eric Aslakson’s Registration & Firm History

IN

10/30/2010 - Present

Northwestern Mutual Investment Services, LLC (Indianapolis IN)

WI

03/15/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 5/14/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 6/19/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/20/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 4/11/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/4/2007

Series 7 - General Securities Representative Examination

BC

Issued 7/19/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Donald Aslakson.
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