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Eric Derosa

Canaccord Genuity LLC

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About Eric Derosa

Eric Derosa is a financial advisor associated with Canaccord Genuity LLC. Eric joined Canaccord Genuity LLC on 10/4/2022. Eric has worked in the financial services industry since 7/5/2013. Eric has passed the Series 63, Series 79 and SIE exams. Eric is registered to conduct business in New York.

Firm Information

Eric Derosa is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Derosa’s Registration & Firm History

NY

10/04/2022 - Present

Canaccord Genuity LLC (New York NY)

NY

10/18/2013 - 10/01/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

07/05/2013 - 10/21/2013

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 10/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Derosa.
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