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Eric Dean Coburn

Kroll Securities LLC

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About Eric Dean Coburn

Eric Coburn is a financial professional with over 30 years of experience in the industry. He is currently registered with Kroll Securities LLC, a firm with a broad range of services. Previously, Eric Coburn held positions at several other prominent firms, including Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., and Shattuck Hammond Partners LLC. Eric Coburn's experience includes a diverse range of financial products and services, demonstrating a commitment to meeting the needs of clients.

Firm Information

Eric Coburn is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Coburn’s Registration & Firm History

NY

04/05/2016 - Present

Kroll Securities LLC (NEW YORK NY)

NY

08/30/2012 - 03/29/2016

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)

NY

06/01/2007 - 03/13/2013

MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)

NY

10/10/2001 - 06/13/2007

SHATTUCK HAMMOND PARTNERS LLC (NEW YORK NY)

IL

05/21/1998 - 10/30/2001

PRICEWATERHOUSECOOPERS SECURITIES LLC (CHICAGO IL)

NY

08/12/1993 - 05/21/1998

SHATTUCK HAMMOND PARTNERS INC. (NEW YORK NY)

NY

08/17/1992 - 05/11/1993

CAIN BROTHERS, SHATTUCK & COMPANY, INCORPORATED (NEW YORK NY)

NY

04/30/1991 - 07/13/1992

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NA

10/25/1989 - 04/30/1991

MABON, NUGENT & CO.

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Licenses & Designations

BC

Issued 11/13/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Dean Coburn.
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