Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Wheeler is a financial advisor with Raymond James Financial Services Advisors, Inc., based in Louisville, KY. Eric has been working in the financial services industry since 1989 and is registered with the state of Kentucky as a Registered Representative and Investment Advisor Representative. Eric has a variety of experience in the financial services industry, having previously worked with Raymond James & Associates, Inc., NatCity Investments, Inc., NatCity Insurance Services, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., Raffensperger, Hughes & Co., Inc., and Edward D. Jones & Co., L.P.. Eric holds the Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 65, Series 99TO, and SIE licenses and has a Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
07/01/2021 - Present
Raymond James Financial Services Advisors, Inc. (Louisville KY)
KY
06/16/2006 - 06/30/2021
RAYMOND JAMES & ASSOCIATES, INC. (LOUISVILLE KY)
KY
07/14/1995 - 06/16/2006
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
OH
03/20/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 04/02/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/03/1996 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
IN
03/05/1993 - 07/14/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
MO
11/21/1989 - 03/10/1993
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 05/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/1997
Series 4 - Registered Options Principal Examination
BC
Issued 03/22/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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