Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Small is a financial advisor who has been in the industry since December 19, 2002. Currently, Eric is registered with Santander US Capital Markets LLC and is active in the securities industry in 21 states across the country. Prior to Santander US Capital Markets LLC, Eric was affiliated with Cortview Capital Securities LLC, Hapoalim Securities USA, Inc., Oppenheimer & Co. Inc., Gilford Securities Incorporated and Advest, Inc.. Eric has passed the Series 63, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2013 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
11/04/2010 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
09/13/2010 - 11/03/2010
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
03/05/2009 - 09/02/2010
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
01/31/2006 - 07/09/2008
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
CT
04/04/2002 - 01/19/2006
ADVEST, INC. (HARTFORD CT)
BC
Issued 05/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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