linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Eric David Glass

Penserra Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Eric? Claim Your Profile

About Eric David Glass

Eric Glass is a financial advisor with Penserra Securities, LLC. Eric has been in the industry since 1992 and has a strong track record of success. Eric is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, and 63 licenses. Eric is also a Registered Representative in California, Illinois, and New York. Eric specializes in providing financial advice to individuals and families.

Firm Information

Eric Glass is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Eric Glass’s Registration & Firm History

CA

08/01/2023 - Present

Penserra Securities, LLC (ORINDA CA)

CA

11/28/2016 - 08/10/2023

MORGAN STANLEY & CO. LLC (San Francisco CA)

CA

07/01/2013 - 12/26/2017

MORGAN STANLEY (San Francisco CA)

CA

03/14/2000 - 07/08/2013

MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)

CA

03/14/2000 - 10/30/2008

MORGAN STANLEY MARKET PRODUCTS INC. (SAN FRANCISCO CA)

NY

10/01/1998 - 03/02/2000

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

02/07/1994 - 10/01/1998

BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)

NY

08/11/1989 - 08/21/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

FL

06/20/1989 - 06/27/1989

FOR SIGHT CAPITAL MANAGEMENT INC. (CLEARWATER FL)

Not sure if Eric David Glass is right for you?

Licenses & Designations

BC

Issued 02/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2013

Series 3 - National Commodity Futures Examination

BC

Issued 02/04/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eric David Glass.
Not sure if Eric David Glass is right for you?