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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric David Ethington is a financial advisor with over 25 years of experience in the industry. He has worked for various firms, including Comerica Securities, Charles Schwab & Co., Inc. and Wells Fargo Investments, LLC. Eric is currently registered with Wells Fargo Clearing Services, LLC as an investment advisor representative and currently works out of their Corte Madera, CA branch office. He is licensed to provide investment advisory services in multiple states. Eric has a deep understanding of the financial markets and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/03/2016 - Present
Wells Fargo Clearing Services, LLC (CORTE MADERA CA)
CA
12/04/2012 - 04/22/2014
COMERICA SECURITIES (SAN FRANCISCO CA)
CA
03/29/2007 - 12/10/2012
CHARLES SCHWAB & CO., INC. (OAKLAND CA)
CA
05/02/2001 - 03/19/2007
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/23/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
TX
11/04/1996 - 03/15/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 03/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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