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Eric Craig Berquist

Wall Street Access

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About Eric Craig Berquist

Eric Berquist is a financial professional with over 29 years of experience in the securities industry. Eric is currently registered with Wall Street Access in New York, New York. Eric has previously held positions with Cantor Fitzgerald & Co., Maxim Group LLC, Natixis Bleichroeder LLC, UBS Securities LLC, UBS Capital Markets L.P., Stockcross, Inc., and Hibbard Brown & Co., Inc. Eric is a Series 7, Series 55, Series 57TO, and SIE licensed professional.

Firm Information

Eric Berquist is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Berquist’s Registration & Firm History

NY

12/01/2023 - Present

Wall Street Access (NEW YORK NY)

NY

10/01/2019 - 07/19/2023

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

10/04/2016 - 10/29/2019

MAXIM GROUP LLC (NEW YORK NY)

NY

03/04/2011 - 07/29/2016

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

08/09/2005 - 10/01/2010

NATIXIS BLEICHROEDER LLC (NEW YORK NY)

NY

04/20/2005 - 05/25/2005

UBS SECURITIES LLC (NEW YORK NY)

CT

01/18/1995 - 05/25/2005

UBS CAPITAL MARKETS L.P. (STAMFORD CT)

CA

04/08/1993 - 12/05/1994

STOCKCROSS, INC. (BEVERLY HILLS CA)

NY

07/17/1992 - 01/20/1993

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/16/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric Craig Berquist.
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