Unclaimed
Eric Fountain is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Memphis, TN. Eric is a CERTIFIED FINANCIAL PLANNER™ professional with over 20 years of experience in the financial services industry. Prior to joining Raymond James, Eric worked as a financial advisor for First Horizon Advisors, Inc. and SunTrust Investment Services, Inc. Eric is also a registered representative of Raymond James Financial Services, Inc. and is licensed to sell securities in 22 states. Eric is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
08/12/2022 - Present
Raymond James Financial Services Advisors, Inc. (Memphis TN)
TN
12/07/2010 - 08/12/2022
FIRST HORIZON ADVISORS, INC. (MEMPHIS TN)
TN
01/03/2005 - 12/07/2010
SUNTRUST INVESTMENT SERVICES, INC. (MEMPHIS TN)
NC
01/21/2003 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
NY
02/15/2002 - 01/22/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/28/1999 - 02/25/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/22/1997 - 10/08/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
12/22/1997 - 10/08/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/22/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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