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Eric Clinton Edwards

BA Securities, LLC

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About Eric Clinton Edwards

Eric Edwards is a registered representative with Ba Securities, LLC, a broker-dealer located in West Conshohocken, PA. Eric has over 20 years of experience in the financial services industry. Eric has a Series 7, Series 63, Series 66, Series 79, Series 82, and SIE licenses. Eric is currently registered in 14 states, including California, Colorado, Connecticut, Florida, Illinois, Maine, Massachusetts, Missouri, New Jersey, New York, Ohio, Pennsylvania, Texas and Washington. Eric specializes in providing investment advice to individuals and families.

Firm Information

Eric Edwards is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Edwards’s Registration & Firm History

PA

07/07/2020 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

06/11/2002 - 01/16/2003

AXA ADVISORS, LLC (NEW YORK NY)

KS

04/24/2002 - 06/12/2002

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 05/20/2020

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/06/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/07/2020

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 05/18/2020

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Clinton Edwards.
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