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Eric Claude Brooks

Capitol Securities Management, Inc.

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About Eric Claude Brooks

Eric Brooks is a financial advisor with over 17 years of experience in the financial services industry. Eric is currently registered with Capitol Securities Management, Inc. in Aberdeen, NC. Prior to joining Capitol Securities Management, Inc., Eric worked at Commonwealth Financial Network and Edward Jones. Eric has a broad range of experience and holds the Series 7, Series 63 and SIE licenses. Eric specializes in providing financial advice and guidance to individuals, families, and businesses.

Firm Information

Eric Brooks is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Brooks’s Registration & Firm History

NC

07/14/2020 - Present

Capitol Securities Management, Inc. (Aberdeen NC)

NC

10/11/2007 - 06/30/2020

COMMONWEALTH FINANCIAL NETWORK (SOUTHERN PINES NC)

NC

07/07/2004 - 09/27/2007

EDWARD JONES (CARTHAGE NC)

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Licenses & Designations

BC

Issued 07/09/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Claude Brooks. Review regulatory record here.
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