Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Zahn is a financial professional with over 25 years of experience in the financial services industry. Eric has held positions at a number of firms, including TIAA-CREF Individual & Institutional Services, LLC, TD Ameritrade, Inc., and Fidelity Brokerage Services LLC. Eric is currently registered with Apex Clearing Corp. and holds Series 7, 9, 10, 24, 26, 63, and 66 securities licenses. Eric has also passed the SIE and Series 99TO exams. Eric is licensed to sell securities in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/13/2020 - Present
Apex Clearing Corp. (DALLAS TX)
TX
05/11/2018 - 08/27/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
02/22/2011 - 05/13/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
11/12/2008 - 02/15/2011
TD AMERITRADE, INC. (PLANO TX)
TX
04/27/1994 - 08/14/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NA
04/27/1994 - 05/02/1994
COMERICA FINANCIAL SERVICES, INC.
BOTH
Issued 11/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/18/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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