Unclaimed
Eric Christopher Webber is a securities professional with over two decades of experience in the financial industry. Eric has held positions at several prominent firms including Goldman, Sachs & Co., First New York Securities, and EchoTrade. Currently, Eric is affiliated with Wells Fargo Securities, LLC. Eric is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 55, Series 63, and Series 99TO licenses. Eric holds a Securities Trader (Series 57) license. Eric's professional designations and other business activities are not disclosed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2012 - Present
Wells Fargo Securities, LLC (New York NY)
NY
05/17/2011 - 04/10/2012
KOYOTE TRADING LLC (NEW YORK NY)
AZ
05/27/2010 - 05/16/2011
ECHOTRADE LLC (PHOENIX AZ)
NY
03/13/2008 - 04/16/2010
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
08/28/2001 - 06/22/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 06/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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