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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Christopher Peterson is a financial advisor with LPL Financial LLC based in Ventura, California. Eric has been in the industry since 1983 and is registered with both FINRA and the state of California. Eric has a Series 6, 7, 22, 24 and 63 securities licenses and the SIE exam. Eric specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Eric's previous affiliations include Ameriprise Financial Services, Inc., IDS Life Insurance Company and IDS Financial Services Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/08/2011 - Present
LPL Financial LLC (VENTURA CA)
MN
04/08/1983 - 08/25/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/08/1983 - 08/25/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
04/08/1983 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 07/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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