Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Christopher Mitchell is a registered representative with Transamerica Capital, Inc. Eric is licensed to sell securities in Colorado. Eric holds Series 6, 7, 26 and 63 licenses. Eric has been in the securities industry since July 5, 2014. Eric joined Transamerica Capital, Inc. on January 24, 2018. Previously Eric was associated with OppenheimerFunds Distributor, Inc. from October 28, 2013 to May 17, 2017. Eric is located in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
01/24/2018 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
10/28/2013 - 05/17/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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