Unclaimed
Eric Kuehnen has been in the financial services industry since 2009. Eric is currently registered with Newmark Securities, LLC and Cantor Fitzgerald & Co. Eric has a strong background in investments, having previously worked at MMC Securities LLC and Citigroup Global Markets Inc. Eric is well-versed in various financial products and holds the Series 7, 55, 63, 24, 52TO, 99TO, and SIE licenses. Eric is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2021 - Present
Newmark Securities, LLC (NEW YORK NY)
NY
05/04/2011 - 04/19/2016
MMC SECURITIES LLC (NEW YORK NY)
NY
10/29/2002 - 08/17/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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