Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Christian Lee is a financial advisor with over 30 years of experience in the industry. Eric is currently registered with LPL Financial LLC and has been with them since 2001. Prior to LPL, Eric was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Norwest Investment Services, Inc. and Dean Witter Reynolds Inc. Eric holds a Series 7, Series 24, Series 63, and Series 65 license. Eric provides financial planning, consulting and other non-discretionary advisory services. Eric has been serving the Rapid City, SD community since 1992 and is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
02/16/2023 - Present
LPL Financial LLC (RAPID CITY SD)
SD
09/03/2020 - 02/17/2023
GOLDMAN SACHS & CO. LLC (RAPID CITY SD)
SD
09/03/2020 - 02/17/2023
MERCER ALLIED COMPANY, L.P. (RAPID CITY SD)
SD
11/01/2017 - 09/03/2020
CETERA ADVISOR NETWORKS LLC (Rapid City SD)
SD
01/04/2016 - 11/01/2017
GIRARD SECURITIES, INC. (Rapid City SD)
SD
03/26/2001 - 01/14/2016
LPL FINANCIAL LLC (RAPID CITY SD)
NY
11/14/1997 - 04/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
02/01/1994 - 11/17/1997
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
NY
07/22/1992 - 02/02/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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