Unclaimed
Eric Cho is a financial professional with over 15 years of experience in the financial services industry. Eric is currently registered with Chimera Securities, LLC and is a General Securities Principal. Eric has also held previous registrations with Assent LLC, Generic Trading of Philadelphia, LLC, Genesis Securities, LLC, Worldco, L.L.C. and Andover Brokerage, L.L.C. Eric holds several licenses including Series 7, 24, 55, 57TO, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/21/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
04/03/2008 - 05/28/2010
ASSENT LLC (NEW YORK NY)
NY
04/12/2006 - 02/27/2007
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NY
09/19/2002 - 08/26/2003
GENESIS SECURITIES, LLC (NEW YORK NY)
NY
02/11/2002 - 07/01/2002
WORLDCO, L.L.C. (NEW YORK NY)
NY
06/25/2001 - 11/15/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BC
Issued 04/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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